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In the highly regulated world of finance and other industries, staying compliant with SEC Rule 17a-4 is non-negotiable. Failure to adhere to these requirements can lead to costly fines, reputational damage, and operational setbacks. That’s why Votacall has partnered with Global Relay—to provide businesses with an effortless way to meet SEC 17a-4 compliance requirements while streamlining communication and data management.
SEC Rule 17a-4 is a regulation established by the U.S. Securities and Exchange Commission (SEC) to ensure that financial firms maintain and preserve electronic records in a compliant manner. Here are its key requirements:
Compliance with SEC Rule 17a-4 ensures firms meet regulatory standards while safeguarding their data integrity.
Failing to comply with SEC Rule 17a-4 can have significant financial implications for businesses:
Recognizing the growing complexity of compliance, Votacall and Global Relay have joined forces to help businesses manage their communication systems and data archiving requirements seamlessly. This partnership brings together Votacall’s cutting-edge VoIP and unified communication solutions with Global Relay’s industry-leading compliance archiving platform.
By integrating Votacall’s VoIP solutions with Global Relay’s compliance platform, your business can automatically capture, store, and manage communications in line with SEC 17a-4 guidelines—no manual effort required.
At Votacall, we understand that compliance is more than a checkbox—it’s the foundation of trust in your industry. By partnering with Global Relay, we’re enabling businesses to:
Don’t let compliance challenges and financial implications hold your business back. Learn more about how the Votacall and Global Relay partnership can keep your organization SEC 17a-4 compliant while simplifying communication and data management.